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Where Ambition Meets Innovation
Build a career that matches all your initiative with an impressive dose of innovation. From cutting\-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.
Job Overview:
The Client Service Associate supports financial advisors by delivering exceptional client service and providing administrative and operational support within the branch office. This role is essential to maintaining strong client relationships, ensuring accurate and timely account servicing, and supporting the overall efficiency of the advisory team. The position offers exposure to all aspects of wealth management operations and is ideal for individuals who are detail\-oriented, client\-focused, and thrive in a collaborative environment.
Responsibilities:
- Serve as the primary point of contact for clients, delivering professional and responsive service via phone, email, and in\-person interactions.
- Process routine account service requests, including beneficiary changes, address updates, account transfers, required minimum distributions (RMDs), and maintenance requests.
- Schedule and coordinate client meetings, prepare meeting materials, and manage follow\-up actions.
- Maintain accurate and up\-to\-date client records in the CRM and custodial systems.
- Prepare, review, and submit new account paperwork, ensuring completeness and compliance with firm and regulatory requirements.
- Assist financial advisors with calendar management, workflow organization, and daily operational needs.
- Coordinate with custodians, fund companies, and internal partners to resolve client account issues effectively.
- Support compliance efforts by adhering to FINRA, SEC, and firm policies and maintaining proper documentation
- Minimum of 2 years of experience in a financial services, wealth management, or administrative support role.
- Strong organizational skills with demonstrated attention to detail and accuracy.
- Excellent verbal and written communication skills.
- Proficiency in Microsoft Office Suite (Word, Excel, Outlook, PowerPoint).
- Ability to manage multiple priorities while meeting deadlines in a professional environment.
- Client Service Excellence
- Attention to Detail and Accuracy
- Collaboration and Teamwork
- Associate or bachelor’s degree, preferably in business, finance, accounting, or a related field.
- Experience working with CRM systems and custodial platforms.
- Familiarity with FINRA/SEC regulations and compliance standards
What Are We Looking For?
We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast\-paced, team\-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.
Requirements:
Core Competencies:
Preferences:
\#LI\-Onsite
\#LPL\-H1
Pay Range:
$23\.51\-$39\.18/hour
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer! Company Overview:
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor\-mediated marketplace(6\) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2\.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com.
At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.
For further information about LPL, please visit www.lpl.com.
Join LPL Financial: Where Your Potential Meets Opportunity
At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker\-dealer, we offer an integrated platform of cutting\-edge technology, brokerage, and investment advisor services.
Why LPL?
* Innovative Environment: We foster creativity and growth, providing a supportive and responsive leadership team. Learn more about our leadership team here!
* Limitless Career Potential: Your career at LPL has no limits, only amazing potential. Learn more about our careers here!
* Unified Mission: We are one team on one mission—taking care of our advisors so they can take care of their clients. Learn more about our mission and values here!
* Impactful Work: Our size is just right for you to make a real impact. !
* Commitment to Equality: We support workplace equality and embrace diverse perspectives and backgrounds. !
* Community Focus: We care for our communities and encourage our employees to do the same. !
* Benefits and Total Rewards: Our Total Rewards package goes beyond just compensation and insurance. It includes a mix of traditional and unique benefits, perks, and resources designed to enhance your life both at work and at home. !
Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.
Information on Interviews:
LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card. Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (855\) 575\-6947\.
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